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COVID-19:

우리 동료들과 지원자들의 건강은 우리의 최우선 순위입니다. 따라서 Citi는 COVID-19 상황을 면밀히 모니터링하고 있습니다. 우리는 추후 공지가 있을 때까지, 임시적으로 모든 후보자 인터뷰를 가상으로 실시하는 것을 포함하여 전 세계적으로 회사 전체에 예방 조치를 구현하였습니다.

Citi-ONE Alternative Trading System (ATS) -- Transaction Desk VP

직무 ID 22509974 기본 근무지 New York, New York; 채용 범주 Institutional Sales
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Citi-ONE Alternative Trading System (ATS)

NAM Cash Equities - Citi-ONE Business Support Focus

Citigroup Global Markets Inc. is a global investment bank and securities brokerage firm that, along with its Citigroup affiliates, provides complete financial solutions to corporations, governments, institutions and individuals in 100 countries.

Citi-ONE is an alternative trading system (ATS) registered with the Securities Exchange Commission (SEC).  Citigroup Global Markets, Inc. (“CGMI”), is the Broker-Dealer Operator of the Citi-ONE ATS.

Objectives:

  • Safeguard and limit access to alternative trading system (ATS) Confidential Trading Information (CTI) to those that have a "need-to-know" in order to operate or provide compliance to the ATS [SEC Rule 301(b)(10)] 

  • Align SEC Rule 304 of Regulation ATS to Citi-ONE and understand the process of the Form ATS-N filing(s), including change process (amendments), to ensure proper and adequate disclosure. 

  • Provide primary support and subscriber services for ATS Direct Subscribers and indirectly support Indirect Subscribers, CGMI Business Units and Affiliates which includes onboarding configurations, order status including cancels, risk checks (e.g., credit limits, etc.) and functionality of the ATS.

  • [Indirectly] Assist in providing certain support services related to CGMI's supervisory, compliance, surveillance, recordkeeping, and reporting obligations pertaining to Citi-ONE. 

  • Collaborate in partnership with Platform Sales, Operations Compliance and Network, LLC (Ocean) and other teams (internally and externally) to ensure various end-to-end initiatives and processes for ATS Participants are completed and working as designed.

  • Collaborate with various control functions (e.g., Compliance, Legal, Technology, Operational Risk Management, In-Business Risk & Control, Transaction Monitoring etc.) and third-party service provider to produce, maintain, and adhere to supervisory-related E-Trading Risk Management Standard Operating Procedures (SOPs) specific to Citi-ONE.

  • Assist in gathering, developing, and adhering to developing E-Trading desk | business procedures specific Citi’s Electronic Trading (E-Trading) Risk Management Policy. 

  • Assist in the maintenance of the E-Trading inventory of Citi-ONE and its corresponding controls.

  • Assist in the production of high-quality governance documentation that meets applicable standards for its intended audience either with direct or indirect assistance from technology partners -- ATS monthly Governance Forum, Business Requirements, Functional | Design Requirements, Implementation and Test Plans, etc.

  • Review and attest to periodic supervisory reviews and reconciliations of the Citi-ONE ATS-related reports | data (e.g., daily, monthly and quarterly volume) across separate and distinct databases and controls

  • Collaborate with technology partners (internal and external) to develop and implement new and enhanced functionality within the ATS.

Qualifications:

·Bachelor’s degree or the equivalent [candidate must have the necessary working Knowledge, Skills and Abilities (KSA) to be able to perform the functions of the advertised position proficiently].

·Knowledge of the U.S. electronic equity trading business and environment including (SEC and FINRA) rules and regulations specific to alternative trading systems and Electronic Equities.

·Required FINRA registrations (e.g., Series 7, 55, 63 and preferably 24, however, obtaining the Series 24 within the first year would be acceptable).   

·General working knowledge of Technology (Application Development and Infrastructure) as well as the Financial Information eXchange (FIX) protocol, User Acceptance Testing (UAT), JIRA, etc.

·Robust communication (written, verbal and listening) skills.  Excellent written skills in English.

·Self-motivator – Must be able to demonstrate and follow-through on a variety of routine and complex (business / technology) problem-solving initiatives.  Ability to acquire new skills and knowledge, while remaining flexible and agile.

·Time management skills – must illustrate good organizational skills and the ability to exercise control over the amount of time spent planning and focusing on initiatives and execution.

·Team player and client (internal and external) friendly.

·Confident individual that can perform as an equal with others that are also involved with the ATS although may perhaps be more senior.

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Job Family Group:

Institutional Sales

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Job Family:

Investor Sales

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Time Type:

Full time

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Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

View the "EEO is the Law" poster. View the EEO is the Law Supplement.

View the EEO Policy Statement.

View the Pay Transparency Posting

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Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.

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  • 22만 명 이상의 유능하고 다양한 직원으로 구성된 Citi 팀에 합류하십시오

  • 90개 국가의 공동체에서 자원봉사를 행하는 사회적 책임감을 가진 직원들

  • 95개 이상의 시장에 실제로 존재하는 의미 있는 채용 기회

우리는 모든 개인을 포용하고 다양한 관점을 장려하여, 귀하가 영향력을 생성하고 경력을 성장시킬 수 있는 문화를 조성합니다. Citi는 높은 수준의 전문성 기준, 굳건한 성실성과 관대함, 지적 호기심 및 엄격함을 보여주는 동료를 소중하게 생각합니다. 우리는 귀하가 씨티에서 경력을 쌓는다는 일이 가진 중요성을 인식하며, 귀하의 헌신에 대하여 우리도 마찬가지로 노력할 것을 약속 드립니다

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